100%합격보장가능한Advanced-CAMS-Audit유효한공부자료인증공부자료

Itexamdump 에서 출시한ACAMS인증Advanced-CAMS-Audit 덤프는ACAMS인증Advanced-CAMS-Audit 실제시험의 출제범위와 출제유형을 대비하여 제작된 최신버전 덤프입니다. 시험문제가 바뀌면 제일 빠른 시일내에 덤프를 업데이트 하도록 최선을 다하고 있으며 1년 무료 업데이트서비스를 제공해드립니다. 1년 무료 업데이트서비스를 제공해드리기에 시험시간을 늦추어도 시험성적에 아무런 페를 끼치지 않습니다. Itexamdump에 믿음을 느낄수 있도록 구매사이트마다 무료샘플 다운가능기능을 설치하였습니다.무료샘플을 체험해보시고Itexamdump을 선택해주세요.

ACAMS Advanced-CAMS-Audit 시험요강:

주제	소개
주제 1	Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.
주제 2	Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.
주제 3	Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.
주제 4	Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

>> Advanced-CAMS-Audit유효한 공부자료 <<

Advanced-CAMS-Audit유효한 공부자료 100% 합격 보장 가능한 최신버전 공부자료

Itexamdump의 ACAMS인증 Advanced-CAMS-Audit덤프의 무료샘플을 이미 체험해보셨죠? Itexamdump의 ACAMS인증 Advanced-CAMS-Audit덤프에 단번에 신뢰가 생겨 남은 문제도 공부해보고 싶지 않나요? Itexamdump는 고객님들의 시험부담을 덜어드리기 위해 가벼운 가격으로 덤프를 제공해드립니다. Itexamdump의 ACAMS인증 Advanced-CAMS-Audit로 시험패스하다 더욱 넓고 좋은곳으로 고고싱 하세요.

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q81-Q86):

질문 # 81
Audits are designed to provide assurance that what key aspect of risk management framework is adequately designed and functioning effectively?

A. Procedures
B. Reporting
C. Risks
D. Controls

정답：D

설명：
Audits are primarily designed to evaluate the adequacy and effectiveness of controls within a risk management framework. This includes assessing whether the controls are properly designed and functioning to mitigate identified risks effectively.
CAMS-Audit guidance highlights the critical role of controls in ensuring compliance with AML/CFT regulations and managing operational risks.

질문 # 82
Which is a true statement about the computer-assisted audit tool (CAAT)?

A. CAAT cannot be customized to scrutinize huge volumes of data and produce specific procedures thatcould replace the requirement for the auditor's own procedures.
B. Auditors using CAAT could have all customer addresses from the past 10 years while auditors using traditional methods of auditing could only have a sample of these customer addresses.
C. KYC data that have been incorporated into the warehouse could still be changed if need be from using CAAT.
D. Both CAAT and traditional methods of auditing allow auditors to build conclusions based upon a limited sample of a population.

정답：B

설명：
Capabilities of CAAT:
* CAAT provides comprehensive data access, allowing auditors to review all customer data over extended periods, unlike traditional methods that rely on sampling.
Irrelevant Options:
* A:Limited samples are more typical of traditional methods.
* B:Data incorporated in the warehouse should not be changeable as it would undermine audit integrity.
* D:CAAT can be customized for specific audit needs.

질문 # 83
Which task should an auditor complete first when preparing to audit the client risk scoring methodology?

A. Discuss the client risk scoring process with the head of AML.
B. Review a list of high-risk customers provided by compliance.
C. Query the completeness of the customer data to be provided.
D. Review the financial institution's AML risk assessment to understand the institution's client base.

정답：D

설명：
Understanding Client Risk Scoring Methodology:
* Reviewing the AML risk assessment offers a comprehensive view of the institution's client base, risk appetite, and segmentation strategies.
Preparation Steps:
* Assessing the AML risk assessment ensures that auditors understand the institution's framework for categorizing and managing client risks.
Importance in CAMS-Audit Framework:
* CAMS-Audit highlights the necessity of linking client risk scoring to the broader institutional AML risk assessment.

질문 # 84
Which circumstance would impair an auditor's independence and objectivity?

A. Working with staff to design and implement key controls
B. Presenting at a local audit industry event where best practices are discussed
C. Donating funds to a local chanty which relates to the organization being audited
D. Attending internal meetings where key risk indicators are discussed

정답：A

설명：
Impairment of Independence and Objectivity:
* Auditors must remain independent and objective. Direct involvement in designing and implementing controls creates a conflict of interest.
Guidelines from CAMS-Audit:
* CAMS-Audit emphasizes that auditors should limit their role to evaluating controls and avoid involvement in operational tasks.
Standards of Professional Conduct:
* Independence is a cornerstone of effective auditing, ensuring unbiased findings and recommendations.

질문 # 85
An audit determines that an important control is not being performed. The operational manager responds to the audit comment stating that they do not have adequate resources in the department to accomplish this task.
The audit item discussion between the auditor and the operational manager is a(n):

A. root cause analysis
B. sustainability assessment.
C. internal control test.
D. general license authorizing a transaction for an entity, and a specific license authorizing a transaction for an individual.

정답：A

설명：
Nature of Discussion:
* Root cause analysis is required to identify underlying reasons for the failure to perform the control, particularly resource constraints.
Key Compliance Justification:
* Addressing the root cause aligns with Basel Committee guidelines on improving control environments and addressing systemic issues in AML compliance.

질문 # 86
......

ACAMS인증 Advanced-CAMS-Audit시험을 준비하기 위해 잠도 설쳐가면서 많이 힘들죠? Itexamdump덤프가 고객님의 곁을 지켜드립니다. Itexamdump에서 제공해드리는ACAMS인증 Advanced-CAMS-Audit덤프는 실제ACAMS인증 Advanced-CAMS-Audit시험문제를 연구하여 만든 공부자료이기에 최고의 품질을 자랑합니다. Itexamdump덤프를 열심히 공부하여 멋진 IT전문가의 꿈을 이루세요.

Advanced-CAMS-Audit시험대비 최신버전 문제: https://www.itexamdump.com/Advanced-CAMS-Audit.html